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Briefing

FCA enforcement annual roundup and looking ahead to 2018

This article reviews the Financial Conduct Authority's approach to enforcement investigations in 2017 and highlights a few significant cases, identifying implications for enforcement in 2018. The article by Christopher Robinson and Sharon Grennan was first published on Compliance Complete on 15 January 2018.



This and other FS briefings are available on FSnet, a restricted-access hub for our financial services clients. FSnet contains a wealth of resources, including a searchable archive of daily news items, publications, seminar materials and information about regulatory investigation powers. To register for FSnet go to: https://fsnet.freshfields.com/fsnet/subscribe/